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Solid Rock Consulting
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Solid Rock Consulting is Bob Falkenberg, a former regulator with 18 years of experience. SRC is your full service resource for compliance and litigation support. SRC is the place where you get responsive, knowledgeable, and affordable solutions to compliance issues. SRC is nearly two decades of regulatory experience on your side. SRC is here to help you with your Broker Dealer or Investment Advisor compliance needs.
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Why SRC?
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18 Years of Regulatory Experience
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Former State and NASD/FINRA Regulator
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Knowledge of Broker and Advisory Rules
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Responsive Service
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No “cookie-cutter” Solutions
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Firm Tailored Service and Payment Plans
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