Solid Rock Consulting
 

 

Solid Rock Consulting is Bob Falkenberg, a former regulator with 18 years of experience. SRC is your full service resource for compliance and litigation support. SRC is the place where you get responsive, knowledgeable, and affordable solutions to compliance issues. SRC is nearly two decades of regulatory experience on your side.  SRC is here to help you with your Broker Dealer or Investment Advisor compliance needs.

 

 

 

 

 

 

 

 

 

Why SRC?
 

 

18 Years of Regulatory Experience

 

Former State and NASD/FINRA Regulator

 

Knowledge of Broker and Advisory Rules

 

Responsive Service

 

No “cookie-cutter” Solutions

 

Firm Tailored Service and Payment Plans

 

 

 

 

 

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