Solid Rock Consulting


Solid Rock Consulting is Bob Falkenberg, a former regulator with 18 years of experience. SRC is your full service resource for compliance and litigation support. SRC is the place where you get responsive, knowledgeable, and affordable solutions to compliance issues. SRC is nearly two decades of regulatory experience on your side.  SRC is here to help you with your Broker Dealer or Investment Advisor compliance needs.










Why SRC?


18 Years of Regulatory Experience


Former State and NASD/FINRA Regulator


Knowledge of Broker and Advisory Rules


Responsive Service


No “cookie-cutter” Solutions


Firm Tailored Service and Payment Plans






a | Copyright 2009